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Securities offering
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#	Item
401	Pilot Pre-IPO Information Scheme Supports Hong Kong’s Position as an International Financial Centre The Stock Exchange has introduced a pilot scheme requiring the posting of a Web Proof Information Pack (WPIP) on the H Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-02-01 22:01:16 Finance Hong Kong Exchanges and Clearing Initial public offering Securities and Futures Commission Collective investment scheme Prospectus Listing Rules Stock exchange Real estate investment trust Financial economics Investment Stock market
402	CF051M The Stock Exchange of Hong Kong Limited (A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited) Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-03-30 04:38:26 Finance Corporate finance Securities Financial markets Greenshoe Prospectus Initial public offering Subscription Indication of interest Financial economics Stock market Investment
403	DOC Document Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2009-12-02 06:27:32 Investment Stock market CCASS Settlement Short Hong Kong Initial public offering Financial economics Securities Finance
404	12 February[removed]PROFIT REPORTING SEASON ASX LIMITED (ASX) RESULTS Add to Reading List Source URL: www.commsec.com.au Language: English - Date: 2015-04-12 01:48:36 Stock market Economy of Oceania Corporate finance Commonwealth Securities Dividend Initial public offering Economy of Australia Australian Securities Exchange Economy of New South Wales
405	Frequently Asked Questions Series 4 (Released on 12 February[removed]Last Updated on 30 September 2009, 23 July 2010 and 17 April[removed]Web Proof Information Pack (WPIP) Status of “Frequently Asked Questions” Table Th Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-04-15 22:46:41 Securities Investment Prospectus Hong Kong Exchanges and Clearing Securities and Futures Commission Initial public offering Offering circular Listing Financial economics Stock market Finance
406	The Listing Committee Report 2011 1. INTRODUCTION Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2012-03-11 22:23:18 Economy of Asia Hong Kong Exchanges and Clearing Growth Enterprise Market Securities and Futures Commission Prospectus Listing Rules Initial public offering Financial economics Stock market Finance
407	OFFERING CIRCULAR DAH SING BANK, LIMITED (incorporated with limited liability in Hong Kong) (as an Issuer and as Guarantor) and Add to Reading List Source URL: www.dahsing.com Language: English - Date: 2013-12-19 22:24:18 Economics Finance United States Securities and Exchange Commission United States securities law Subordinated debt Senior debt Issuer Securities Act Financial economics Debt Bonds
408	CONSULTATION CONCLUSIONS ON THE REGULATION OF SPONSORS AND INDEPENDENT FINANCIAL ADVISERS October 2004 Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-08-17 02:40:11 Business Investment Financial services Securities Independent Financial Adviser Hong Kong Exchanges and Clearing Initial public offering Prospectus Securities and Futures Commission Financial economics Finance Stock market
409	HKEx GUIDANCE LETTER HKEx-GL18-10 (June[removed]Updated in July 2013 and March 2014) – effective for applications submitted on or after 1 October 2013 Summary Subject Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-03-19 04:55:30 Finance Financial system Prospectus Hong Kong Exchanges and Clearing Initial public offering Underwriting Financial economics Stock market Securities
410	CCASS OPERATIONAL PROCEDURES Definitions (a) For the convenience of readers, the definitions contained in the Rules are repeated Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-01-29 23:45:55 Finance Securities Corporate finance Dividend Repurchase agreement Prospectus Stock Settlement Initial public offering Stock market Financial economics Investment

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